第一百六十四期财务与会计学术论坛

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时间:2012年10月19日(周五)下午3:00-4:30 地点:嘉庚二号楼501教室 题目:SOX Internal Control Deficiencies and Auditors of U.S.-Listed Chinese versus U.S. Firms 报告人:Raymond Reed Baker, CPA, MBA, PhD, Managing Director, One World International Group Ltd. 讲座人简介: Dr. Baker’s interest is in that of corporate governance, within firms operating in China, from both research and consulting perspectives. He has been studying and working in China since 2004, prior to which he developed technical auditing skills while working with PricewaterhouseCoopers and entrepreneurial skills in starting his own business. Over his time in China, he has advised over one hundred firms, with operations in the Mainland, on accounting and internal control related matters. His clients have included locally owned private Chinese firms, foreign Representative Offices (RO’s), Wholly Foreign Owned Enterprises (WFOE’s), Joint Ventures (JV’s) and public companies listed on the NYSE, NASDAQ, AMEX and OTC capital markets. In addition to his consulting, more recently at the University of Hong Kong, he has done in depth academic research in the area of corporate governance and internal controls of U.S. listed Chinese firms. Having completed HKU’s PhD program, he has two working papers titled, SOX Internal Control Deficiencies and Auditors of U.S.-Listed Chinese versus U.S. Firms (Co-authors Gary C. Biddle and Neale O’Connor) and Internal Control Effectiveness and the Associated Characteristics of U.S. Listed Chinese Firms.